A Carbon Copy Unlike Any Other
ATTENTION broker-dealers that post order routing reports pursuant to SEC Rule 606(a): You have a new reporting obligation.…
ATTENTION broker-dealers that post order routing reports pursuant to SEC Rule 606(a): You have a new reporting obligation.…
Your day was going great. You helped a client with a particularly complex situation. Another client submitted the…
Memorial Day weekend typically brings us open swimming pools, trips to the beach and smells of charcoal (lump…
Your day was going great. You helped a client with a particularly complex situation. Another client submitted the paperwork…
This June, the Financial Industry Regulatory Authority (FINRA) will permit a broker-dealer to designate a home office as…
Fresh off the presses is “Obvious Facts and Bad Company“, which I co-wrote for the National Society of…
Our F3 workouts typically begin at 0530, which leads the smart aleck in me to quip that it is probably…
Brain Droppings! George Carlin’s Brain Droppings is an inspiration for my micro-blog on LinkedIn. Below are some of my most recent…
As noted time and time again, George Carlin’s Brain Droppings is as an inspiration for my micro-blog on…
George Carlin’s philosophy tome, Brain Droppings, is as an inspiration for my micro-blog on LinkedIn. Below are some…
George Carlin was one of our best modern-day philosophers, and his book Brain Droppings served as an inspiration…
Comedians are some of our best modern-day philosophers, and as I noted earlier, George Carlin was one of the…
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