The Firm serves its clients on an hourly basis or flat fee basis, depending on the engagement’s scope.  Please contact the Firm for its current rates.  

The plans below are for the client who seeks ongoing advice on legal and compliance matters and is also seeking some cost certainty.

The Patriot Plan

For a monthly fee of $795 per month, you receive the following benefits:

  • An initial 60-minute meeting to learn your legal and compliance needs; and
  • Thereafter:
    • Updates on significant SEC or FINRA developments;
    • A weekly, scheduled 30-minute consultation; and
    • A 10% discount on the Firm’s regular hourly rates.

The Highlands Plan

For a monthly fee of $1,795 per month, you receive all of the benefits of The Patriot Plan, plus the following:

  • An additional, scheduled 30-minute consultation per week (8 total per month); and
  • Review and advice on one document per month.

Why “The Patriot” and “The Highlands”?

I am a part of the F3 workout group in the Washington D.C. area.  The Patriot and The Highlands are two of the sites where we workout.  The Patriot is where it started for me; The Highlands is a site that I opened in 2019.  F3 has a tremendous impact on my life and it seems fitting to pay tribute to it in my practice.  You can read more about F3 here.

Outsourced Chief Compliance Officer

The Firm also offers outsourced Chief Compliance Officer services for a flat monthly fee.  Please contact the Firm for details.