I charge flat fees for basic compliance projects and outsourced general counsel services and an hourly rate for more complicated matters. My current fixed-rate fees are:
Compliance Projects
Policies and Procedures Review – $595
Enhance your firm’s compliance readiness. I review your firm’s current policies and procedures and hold a 30-minute meeting with you to review my observations. This does not include any revisions or other edits to your policy manual.
Mock Examination – $1,595
Enhance your firm’s examination readiness. I issue up to two examination requests similar to that you would receive from the SEC or FINRA (as applicable), review your responses and hold a 45-minute meeting with you to review my observations. This does not include a written report of my findings or recommendations.
Outsourced Regulatory Counsel
The Patriot – $895 per month with a 6-month commitment
Includes up to two (2) hours per month of legal services (worth over $1,000) and provides a ten percent (10%) discount on all other services (not including fixed fee matters, filing fees or expenses).
The Highlands – $475 per month with a 6-month commitment
Includes up to one (1) hour per month of legal services (worth over $500) and provides a five percent (5%) discount on all other services (not including fixed fee matters, filing fees or expenses).
Why “The Patriot” and “The Highlands”?
I am a part of the F3 workout group in the Washington D.C. area. The Patriot is the site (the “AO”) where it started for me in 2019 and I started The Highlands AO in Pentagon City a bit later. F3 has a tremendous impact on my life and it seems fitting to pay tribute to it in my practice.
Services, packages and pricing are subject to change at any time. This is for informational purposes and may be considered an ADVERTISEMENT or ADVERTISING MATERIAL under the Rules of Professional Conduct governing lawyers in Virginia, Maryland and/or the District of Columbia. You should know that reviewing this information does not form an attorney-client relationship. If you would like to form such a relationship – and I hope that you do – then please contact me.
