Not the Same CAT
I do not think that it is an exaggeration to write that historically the public’s view of securities…
I do not think that it is an exaggeration to write that historically the public’s view of securities…
ATTENTION broker-dealers that post order routing reports pursuant to SEC Rule 606(a): You have a new reporting obligation.…
Brain Droppings! George Carlin’s Brain Droppings is an inspiration for my micro-blog on LinkedIn. Below are some of my most recent…
As noted time and time again, George Carlin’s Brain Droppings is as an inspiration for my micro-blog on…
George Carlin’s philosophy tome, Brain Droppings, is as an inspiration for my micro-blog on LinkedIn. Below are some…
Comedians are some of our best modern-day philosophers, and as I noted earlier, George Carlin was one of the…
I am convinced that if Plato was alive, then he would be spending his time at the D.C. Improv whenever…
MENOs and MEORs and MEOFs, Oh My! – A High-Level Overview of CAT Reporting The Consolidated Audit Trail (CAT) is…
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